Thomas J. Curran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Curran was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - December 31, 2016
FOOTHILL SECURITIES, INC.
December 8, 2016 - December 31, 2021
SECURITIES AMERICA ADVISORS, INC.
December 8, 2016 - December 31, 2021
SECURITIES AMERICA, INC.
October 10, 2007 - December 8, 2016
FOOTHILL SECURITIES, INC.
October 10, 2007 - December 8, 2016
FOOTHILL SECURITIES, INC.
April 29, 2003 - October 11, 2007
ASSOCIATED SECURITIES CORP.
May 22, 1997 - October 11, 2007
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
August 27, 1992 - October 11, 2007
ASSOCIATED SECURITIES CORP.
November 24, 1987 - September 21, 1992
NEW ENGLAND SECURITIES
July 17, 1985 - March 24, 1992
POLLOCK FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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