Ronall H. Wier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronall Harrison Wier was a registered financial advisor .
Ronall is a previously registered financial advisor and started their career in finance in 1985. Ronall had worked at 16 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2008 - December 31, 2010
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
February 3, 2006 - December 31, 2010
LASALLE ST SECURITIES, L.L.C.
December 1, 2005 - February 1, 2006
CITIZENS SECURITIES, INC.
May 17, 2004 - December 1, 2005
CHARTER ONE SECURITIES, INC.
April 10, 2003 - May 20, 2004
INVEST FINANCIAL CORPORATION
December 18, 2000 - May 1, 2003
BANC ONE SECURITIES CORPORATION
May 3, 1999 - November 2, 2000
PARK AVENUE SECURITIES LLC
July 8, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
June 9, 1997 - August 14, 1997
AMERICAN PACIFIC SECURITIES, INC.
June 14, 1994 - March 10, 1995
SMITH CULVER INVESTMENTS
August 20, 1993 - June 3, 1994
ROSE SECURITIES CORPORATION
April 14, 1993 - July 15, 1993
PAULSON INVESTMENT COMPANY LLC
July 1, 1991 - December 16, 1992
ROBERT W. BAIRD & CO. INCORPORATED
July 1, 1991 - December 16, 1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 18, 1990 - February 11, 1991
G. R. PHELPS & CO., INC.
July 23, 1985 - April 24, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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