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Dennis G. Williamson

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CRD#: 1386382
DW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dennis Gailand Williamson SR., who also goes by Dennis Gailand Williamson, was a registered financial professional .

Dennis is a previously registered financial professional and started their career in finance in 1985. Dennis had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 62, Series 22, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dennis Gailand Williamson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 7601 BATTALLA ROAD, VENICE, FL 34291. AGENT, FIXED ANNUITIES/INSURANCE, DEVOTE 1 HOURS A WEEK DURING TRADING HOURS, DEVOTE APPROX. 80 HOURS PER MONTH OUTSIDE TRADING HOURS AND 20 HOURS PER MONTH DURING TRADING HOURS. START 05/2009.INVESTMENT RELATED. 2)SILICON VALLEY JETS, FRACTIONAL MID-SIZE DISRUPTOR LP; INVESTMENT-RELATED; BELTON, MO; VARIOUS LIMITED PARTNERSHIPS; COMMUNICATIONS DIRECTOR; STARTED NOVEMBER 2013;APPROXIMATELY 75% OF TIME; ASSIST IN THE MARKETING AND MERCHANDISING OF THE PRODUCT, WORK CLOSELY WITH TALENT AGENTS TOWARDS OBTAINING CELEBRITY TALENT TO PROMOTE THE PARTNERSHIP; 50 HOURS PER MONTH OUTSIDE TRADING HOURS AND 40 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 20, 2010 - December 5, 2024

WEALTH MANAGEMENT ADVOCATES, LLC

RIA
CRD#: 153306
VENICE, FL
Past

March 18, 2010 - March 17, 2011

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
BELTON, MO
Past

July 17, 2007 - March 24, 2010

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
BELTON, MO
Past

July 11, 2007 - March 24, 2010

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
BELTON, MO
Past

November 5, 2004 - July 11, 2007

BROOKSTREET SECURITIES CORPORATION

RIA
CRD#: 14667
BELTON, MO
Past

November 25, 1997 - July 11, 2007

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
BELTON, MO
Past

June 24, 1994 - November 3, 2004

DENNIS G. WILLIAMSON & ASSOCIATES

RIA
CRD#: 117240
BELTON, MO
Past

August 13, 1990 - November 24, 1997

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

May 4, 1989 - August 21, 1990

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

August 14, 1985 - May 8, 1989

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/2/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/17/1996
Corporate Securities Limited Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WM
WEALTH MANAGEMENT ADVOCATES, LLC
WEALTH MANAGEMENT ADVOCATES, LLC

CRD#: 153306 / SEC#:

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Contact information


Main Address
963 Uplands East, Venice, FL 34285
Mailing Address
Phone number
(816) 265-1127
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTH MANAGEMENT ADVOCATES, LLC

CRD#: 153306

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