Gregory R. Derocco
Professional summary
Gregory Ronald Derocco, who also goes by Greg Derocco, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Leland, North Carolina.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1985. Gregory has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Ronald Derocco's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2013 - Present
CHELSEA FINANCIAL SERVICES
April 13, 2009 - November 5, 2013
J.P. TURNER & COMPANY, L.L.C.
July 17, 2008 - April 3, 2009
NEWBRIDGE SECURITIES CORPORATION
July 8, 1999 - April 25, 2008
JOSEPH STEVENS & CO., INC.
December 24, 1997 - August 24, 1999
GRAYSON FINANCIAL LLC
August 29, 1996 - September 8, 1998
JOSEPH STEVENS & CO., INC.
April 1, 1996 - September 11, 1996
TOLUCA PACIFIC SECURITIES CORP.
December 20, 1991 - April 9, 1996
M.S. FARRELL & COMPANY, INC.
August 2, 1985 - December 17, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2016)
(1/13/2016)
(1/13/2016)
(1/13/2016)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(11/10/2014)
(1/13/2016)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(11/10/2014)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(10/24/2014)
(1/13/2016)
(10/28/2013)
(10/28/2013)
(1/13/2016)
(10/28/2013)
(1/13/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
