Michael J. Rukujzo
Professional summary
Michael John Rukujzo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, Michael had worked at 9 firms, which includes AMERICAN TRUST INVESTMENT SERVICES INC., FOREST SECURITIESINC., ARIVE CAPITAL MARKETS, NDX TRADING INC., TRADERIGHT SECURITIES INC., PEREGRINE FINANCIALS & SECURITIES INC., LPL FINANCIAL LLC, KANON BLOCH CARRE & CO. INC., FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2021 - February 7, 2022
AMERICAN TRUST INVESTMENT SERVICES, INC.
May 19, 2015 - May 16, 2019
FOREST SECURITIES,INC.
February 6, 2014 - June 10, 2015
ARIVE CAPITAL MARKETS
July 20, 2011 - July 22, 2013
NDX TRADING, INC.
November 21, 2007 - September 14, 2010
TRADERIGHT SECURITIES, INC.
December 11, 2003 - April 16, 2009
TRADERIGHT SECURITIES, INC.
January 22, 1999 - December 10, 2003
PEREGRINE FINANCIALS & SECURITIES, INC.
September 18, 1990 - March 4, 1999
LPL FINANCIAL LLC
May 15, 1989 - September 18, 1990
KANON BLOCH CARRE & CO., INC.
July 19, 1985 - May 23, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 6/23/2004
Limited Representative-Equity Trader ExamSeries 28
Date: 9/6/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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