Joseph F. Lopresti

ARLINGTON WEALTH MANAGEMENT

Arlington Heights, IL 60005-7800

Some features on this profile are disabled

CRD#: 1386168

Professional summary

Joseph Frank Lopresti is a registered financial advisor currently at ARLINGTON WEALTH MANAGEMENT located in Arlington Heights, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Joseph has worked at 12 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investor Education Institute. Operational Duties. Investment-Related. 6 hours per month, 3 hours per month during securities trading hours. Start Date: 01/2011. Part-Owner of Advanced Tax Reduction Group. Operational Duties. Not investment-related. 6 hours per month, 3 hours per month during securities trading hours. Start Date: 11/2022. Arlington Business Advisors. Business Brokerage. Not Investment-Related. Start Date: 01/2025. Approximately 6 hours per month, 3 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frank Lopresti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2000 - Present

ARLINGTON WEALTH MANAGEMENT

Office #1: 21 S. Evergreen Avenue Suite 100, Arlington Heights, IL 60005-7800

RIA

CRD#: 114801

Arlington Heights, IL

Past

July 25, 2000 - September 18, 2008

WORLD EQUITY GROUP, INC.

CRD#: 29087

ARLINGTON HEIGHTS, IL

Past

June 9, 1997 - August 4, 2000

BROOKSTONE SECURITIES, INC.

CRD#: 13366

LAKELAND, FL

Past

August 15, 1996 - June 13, 1997

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

September 29, 1994 - August 13, 1996

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

June 25, 1990 - October 5, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 8, 1988 - June 27, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 14, 1988 - December 14, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

May 17, 1988 - August 29, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

February 2, 1987 - June 1, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Past

October 22, 1985 - January 31, 1987

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Past

July 12, 1985 - May 8, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC. | ARLINGTON WEALTH MANAGEMENT

CRD#: 114801 / SEC#: 801-79318

RIA

Registered Investment Advisory firm - (3/11/2014 Approved)

Illinois

Registered Investment Advisory firm - (3/13/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/7/2000)

IAR

Texas
(4/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/30/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/11/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/1998

General Securities Principal Examination

Current Firm

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC. | ARLINGTON WEALTH MANAGEMENT

CRD#: 114801 / SEC#: 801-79318

RIA

Registered Investment Advisory firm - (3/11/2014 Approved)

Illinois

Registered Investment Advisory firm - (3/13/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

21 S. Evergreen Avenue Suite 100, Arlington Heights, IL 60005-7800

Mailing Address

Phone number

(847) 670-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (11/6/2025)

Regulatory assets under management

Total Number of Accounts	747
AUM (Assets Under Management)	$ 200,051,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Justin Dagostino

VERTEX PARTNERS

IAR

Downers Grove, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph F. Lopresti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frank Lopresti's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

BROOKSTONE SECURITIES, INC.

MESIROW FINANCIAL, INC.

GRUNTAL & CO., L.L.C.

PRUDENTIAL EQUITY GROUP, LLC

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

SHERWOOD CAPITAL, INC.

FIRST JERSEY SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ARLINGTON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/1998

Series 63

Date: 12/2/1987

Series 3

Date: 11/30/1994

Series 7

Date: 10/19/1985

Series 6

Date: 7/11/1985

Series 24

Date: 6/1/1998

Current Firm

ARLINGTON WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARLINGTON WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors