Peter H. Shanahan

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CRD#: 1386092

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Harry Shanahan, CFP® was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business : Steward Partners Global Advisory Address: 210 3rd Ave W,Hendersonville, NC Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Investment Adviser Investment Related:No Start Date: 05/19/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Wealth Advisor 2) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Hendersonville, NC. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 05/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 3) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Hendersonville, NC. Nature of the business: Independent RIA. Position: Investment Advisor Representative. Start Date: 05/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Advisory services for clients. 4) Name of Business : Church Street Wealth Advisors of Steward Partners Address: 210 3rd Ave W,Hendersonville, NC Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 07/19/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 250

ST. LOUIS, MO

Past

November 4, 1988 - January 31, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 4, 1988 - January 31, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

February 25, 1988 - October 18, 1988

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

October 31, 1986 - November 5, 1987

BAILEY, MARTIN & APPEL, INC.

CRD#: 15833

Past

July 23, 1985 - October 28, 1986

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/1995

General Securities Principal Examination

Current Firm

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254 / SEC#: 801-67179, 8-2915

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224

Mailing Address

15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224

Phone number

(971) 353-7800

Established

Delaware since 04/22/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

524

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

STEWARD PARTNERS INVESTMENT SOLUTIONS PART 2A (5/22/2024)

FORM ADV PART 2A APPENDIX 1B - FCC (3/28/2024)

FORM ADV PART 2A APPENDIX 1A - PERSHING & FOLIO (3/28/2024)

Direct owners and executive officers

Name	Position	CRD#
STEWARD PARTNERS HOLDINGS, LLC	OWNER
ACHKIRE, DEBRA VOLLAND	COUNSEL	4898647
FABER, JOSEPH S	CHIEF FINANCIAL OFFICER	4834049
GULDNER, ROBERT JOHN	CHIEF COMPLIANCE OFFICER	2283980
MARTINEZ, ROBERTO ANTONIO	AML OFFICER	2991605
WINTERBOURNE, JEANI THERESA	PRESIDENT	1075564

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 990,880,713

Disclosures

Regulatory Event	13
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter H. Shanahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PAMCO SECURITIES AND INSURANCE SERVICES

BAILEY, MARTIN & APPEL, INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/1992

Series 63

Date: 7/29/1985

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

Series 24

Date: 5/26/1995

Current Firm

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

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