Tony D. Crowther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tony Dominique Crowther was a registered financial professional .
Tony is a previously registered financial professional and started their career in finance in 1986. Tony had worked at 7 firms and has passed the Series 63, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1996 - January 7, 2000
FIRST SECURITIES USA, INC.
May 22, 1992 - June 26, 1996
FIRST ASSOCIATED SECURITIES GROUP, INC.
January 31, 1991 - March 23, 1992
FIRST MONTAUK SECURITIES CORP.
October 24, 1989 - January 8, 1991
SMITH CULVER INVESTMENTS
November 14, 1988 - October 31, 1989
ACUMENT SECURITIES, INC.
March 15, 1988 - November 5, 1988
A. F. GREEN & COMPANY, INC.
October 15, 1987 - March 15, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
March 7, 1986 - September 15, 1987
A. F. GREEN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
