Patrick B. Murray

KEY GROUP MANAGEMENT

Fountain Hills, AZ 85268

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CRD#: 1385990

Professional summary

Patrick Brian Murray, CFP®, ChFC® is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Fountain Hills, Arizona and CETERA WEALTH SERVICES, LLC located in Fountain Hills, Arizona.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Patrick has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 3, Series 9, Series 10, Series 4, Series 53, Series 27, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) KEY GROUP MANAGEMENT LLC; INVESTMENT RELATED; FOUNTAIN HILLS, CA; OTHER; CCO; START DATE 01/2010; 180 HOURS PER MONTH; INDEPENDENT RIA WITH CUSTODAY AT CHARLES SCHWAB.>> KEY GROUP TAX SERVICES; NON-INVESTMENT RELATED; SCOTTSDALE, AZ; TAX SERVICE; MANAGER; START DATE 01/2019; 40 HOURS PER MONTH; PROVIDE INCOME TAX PREPARATION AND FILING FOR INDIVIDUALS AND BUSINESSES. >> RED CAPTURE; INVESTMENT RELATED; FOUNTAIN HILLS, CA; OTHER-SOFTWARE; MANAGER; START DATE 01/2019; 2 HOURS PER MONTH; CONSULTING AND MARKETING OF A SOFTWARE TOOL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Brian Murray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

ChFC^®

Chartered Financial Consultant

Experience

Current

May 7, 2008 - Present

KEY GROUP MANAGEMENT, INC.

Office #1: 17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268

RIA

CRD#: 146054

Fountain Hills, AZ

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 17100 E Shea Blvd. Suite 400a, Fountain Hills, AZ 85268Office #2: 15333 N Pima Road Suite 305, Scottsdale, AZ 85260

CRD#: 13572

Fountain Hills, AZ

Past

August 5, 2022 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Fountain Hills, AZ

Past

March 10, 2017 - August 9, 2022

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 9, 2009 - March 14, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

SCOTTSDALE, AZ

Past

March 18, 2008 - January 29, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

June 24, 2003 - January 29, 2009

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 15, 1997 - August 29, 2003

THE KEY GROUP INC.

CRD#: 42373

RAMSEY, NJ

Past

June 2, 1995 - August 22, 1997

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 18, 1989 - June 14, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(5/7/2008)

Arizona
(2/20/2025)

California
(2/20/2025)

Colorado
(2/20/2025)

Connecticut
(2/20/2025)

Florida
(2/20/2025)

Georgia
(6/10/2025)

Illinois
(2/20/2025)

Maryland
(2/20/2025)

IAR

New Jersey
(5/13/2008)

New Jersey
(2/20/2025)

New York
(2/20/2025)

North Carolina
(5/22/2025)

Tennessee
(2/20/2025)

IAR

Texas
(4/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/7/1988

National Commodity Futures Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 1/31/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/14/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/30/1996

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 3/2/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

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Contact information

Main Address

17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268

Mailing Address

Phone number

(480) 477-5252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 235,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick B. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Brian Murray's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OSAIC WEALTH, INC.

NATIONAL PLANNING CORPORATION

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

THE KEY GROUP INC.

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KEY GROUP MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2008

Series 63

Date: 8/28/1989

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1989

Series 3

Date: 9/7/1988

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 4

Date: 1/31/1997

Series 53

Date: 11/14/1996

Series 27

Date: 10/30/1996

Series 24

Date: 8/25/1995

Series 8

Date: 3/2/1995

FINRA

Current Firm

KEY GROUP MANAGEMENT, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY GROUP MANAGEMENT, INC.

TRUST BUT VERIFY

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