Patrick Brian Murray
CFP®, ChFC®Professional Summary
Patrick Brian Murray, CFP®, ChFC® is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Fountain Hills, Arizona and CETERA WEALTH SERVICES, LLC located in Fountain Hills, Arizona. Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Patrick has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 3,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
KEY GROUP MANAGEMENT, INC.
Contact Information
Main Address
17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268Phone Number
(480) 477-5252# of Employees
5SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
337AUM (Assets Under Management)
$303,800,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
KEY GROUP MANAGEMENT, INC.
State Registrations and Notice Filings
(5/7/2008)
(2/20/2025)
(2/20/2025)
(2/20/2025)
(2/20/2025)
(2/20/2025)
(5/13/2008)
(2/20/2025)
(2/20/2025)
(5/22/2025)
(4/3/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1995SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Brian Murray's CRS (Customer Relationship Summary).
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