Lee M. Ciancio
Professional summary
Lee Michael Ciancio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lee is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Lee had worked at 4 firms, which includes GLEACHER & COMPANY SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1996 - March 27, 1998
GLEACHER & COMPANY SECURITIES, INC.
September 12, 1991 - June 6, 1996
PRUDENTIAL EQUITY GROUP, LLC
April 11, 1988 - September 27, 1991
LEHMAN BROTHERS INC.
July 23, 1985 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
GLEACHER & COMPANY SECURITIES, INC.
CRD#: 298 / SEC#: , 8-2018
Contact information
Documents
Disclosures
| Regulatory Event | 33 |
| Civil Event | 1 |
| Arbitration | 10 |
Red Flags
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