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WB

William J. Bramble

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CRD#: 1385734
WB

Professional summary

William Jackson Bramble JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

William is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, William had worked at 5 firms, which includes SEASONGOOD & MAYER, INVESTACORP INC., THOMSON MCKINNON SECURITIES INC., FIRST JERSEY SECURITIES INC., GROUP EQUITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Bramble | William Jackson Bramble

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 2, 1989 - September 20, 1996

SEASONGOOD & MAYER

BD
CRD#: 3321
CINCINNATI, OH
Past

November 1, 1988 - November 23, 1988

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI, FL
Past

August 12, 1986 - July 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

October 25, 1985 - August 14, 1986

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621
Past

September 25, 1985 - November 5, 1985

GROUP EQUITIES, INC.

BD
CRD#: 15439

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/1985
General Securities Representative Examination

Current Firm

S&
SEASONGOOD & MAYER
SEASONGOOD & MAYER

CRD#: 3321 / SEC#: , 8-123

BD
Terminated by SEC on 09/11/2007
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Contact information

Main Address
Mailing Address
Phone number
Established
Ohio since 02/01/1887
Firm type
Partnership
Fiscal year end
January
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MAIROSE, RICHARD LEEMANAGING SENIOR PRINCIPAL/CHIEF COMPLIANCE OFFICER317549
REIS, RICHARD DAVIDSENIOR PRINCIPAL373775
STUBBINS, PAUL TALBOTTSENIOR PRINCIPAL1390110
BLANK, DANIEL RAYMONDMANAGING SENIOR PRINCIPAL1370454
GOODWIN, LYNN EDWARDSENIOR PRINCIPAL2190558
PERLMAN, SCOT DAVIDSENIOR PRINCIPAL1651118
BROWNING, MEGAN JLIMITED PRINCIPAL4391180
CASHELL, KENTON SHARPLESSLIMITED PRINCIPAL4583603
CHAIKEN, BRUCELIMITED PRINCIPAL1710918
FRIEND, FORMAN JRLIMITED PRINCIPAL1765666
GINNETTI, DONALD JOSEPH IILIMITED PRINCIPAL1583589
HAYES, CHRISTINE DAWNLIMITED PRINCIPAL1303657
HEARN, JUDY DEANLIMITED PRINCIPAL1024709
KALNOW, CARL FROSTLIMITED PRINCIPAL876529
MACK, STEPHAN SVENDLIMITED PRINCIPAL2095246
REIS, THEA LAWRENCELIMITED PRINCIPAL1297289
ROBERTSON, JOSEPH MILANSENIOR PRINCIPAL2166214
STEWART, TERRI LYNNLIMITED PRINCIPAL2510137
STUBBINS, SCOTT TALBOTLIMITED PRINCIPAL3179345
SUNNENBERG, TERRY ALIMITED PRINCIPAL1047055

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

SEASONGOOD & MAYER

CRD#: 3321

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