Timothy D. Kenrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy D Kenrick, CIMA®, who also goes by Timothy Daniel Kenrick, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1985. Timothy had worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - April 1, 2026
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 12, 2006 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
July 7, 2004 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
February 7, 2001 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
May 3, 2000 - December 31, 2000
VICTORY CAPITAL SERVICES, INC.
April 4, 1996 - April 26, 2000
FORESIDE DISTRIBUTION SERVICES, L.P.
May 6, 1994 - March 8, 1996
ESSEX NATIONAL SECURITIES, LLC
January 2, 1992 - May 6, 1994
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
August 1, 1991 - January 2, 1992
IFMG SECURITIES, INC.
March 29, 1989 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
September 25, 1987 - May 8, 1989
PRUCO SECURITIES, LLC.
September 5, 1985 - December 4, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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