Ali Tajipour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Tajipour was a registered financial professional .
Ali is a previously registered financial professional and started their career in finance in 1985. Ali had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2010 - December 31, 2023
WORLD CAPITAL BROKERAGE, INC.
August 1, 2008 - July 30, 2010
NATIONWIDE SECURITIES, LLC
July 16, 1992 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
December 21, 1991 - June 23, 1992
MONY SECURITIES CORPORATION
October 11, 1990 - June 23, 1992
MONY SECURITIES CORPORATION
August 26, 1985 - August 6, 1990
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
