How trustworthy is your Financial Advisor?
CHECK FOR RED FLAGS
See the full picture before you decide
Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.
GET TO KNOW Joseph
OTHER BUSINESSES AND POTENTIAL CONFLICTS OF INTEREST
1) JMF PROPERTIES LLC, CLARENCE CENTER, NY, DBA EAST AMHERST PROFESSIONAL PARK, REAL ESTATE, NON-INVESTMENT RELATED, Owner of land at 6465 Transit Road, Williamsville, NY. 2) NOTARY PUBLIC SINCE 1990,1 HOUR PER YEAR. 3) FLOSS FAMILY JAEGERHIMMEL, LLC., TREASUER, SECRETARY, START 3/06,1 HOUR PER MONTH. 4) EMS GROUP AGENCIES, LLC,START 1/08. 5) BRISTOL VILLAGE, CLARENCE CENTER, NY, START 1/09, NON-INVESTMENT RELATED, 1% OF TIME DEVOTED TO ACTIVITY, Secretary, ATTEND BOARD MEETINGS. 6) BROTHER'S OF MERCY FOUNDATION, CLARENCE, NY, ACCEPTED VOLUNTEER POSITION 2008, 1% OF TIME DEVOTED TO ACTIVITY, NON-INVESTMENT RELATED, ADVISORY BOARD MEMBER. 7) INSURANCE SALES, AGENT, START 1082, 50% OF TIME DEVOTED TO ACTIVITY, SELL ALL LINES OF PERSONAL & COMMERCIAL INSURANCE PRODUCTS. 8) MOUNT CALVARY CEMETERY GROUP, CHEEKTOWAGA, NY, BOARD MEMBER, START 6/2015, 1% OF TIME DEVOTED TO ACTIVITY, TYPICAL BOARD RESPONSIBILITIES. 9) B&E PROPERTIES LLC, 9092 MAIN STREET, MEMBER SINCE 2016, 31% OWNERSHIP OF AN OFFICE BUILDING, RENTAL INCOME IN THE FUTURE. 10) EMS WEALTH MANAGEMENT, 9092 MAIN STREET, CLARENCE, NY, FINANCIAL ADVISOR SINCE 12/2019, 10 HOURS PER MONTH. 10) DBA: EMERLING, FLOSS, MURPHY & ASSOCIATES LLC, 9092 MAIN STREET, CLARENCE, NY, 41.4% OWNER, SINCE 7/1/20, INSURANCE SALES, SIGN CO. CONTRACTS, NO FUND DISP AUTHORITY, NOT-INVESTMENT RELATED, 120 HOURS PER MONTH.
FIRM INFORMATION
Some financial advisors may work at more than one firm. Click view work history below to review their data.
GET PROTECTED WITH ADVISORCHECK
At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
