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BK

Bruce P. Kelly

NOLAN SECURITIES
Monterey, MA 01245
Some features on this profile are disabled
CRD#: 1385457
BK

Professional summary

Bruce Paul Kelly is a registered financial professional currently at NOLAN SECURITIES CORP. located in Monterey, Massachusetts.

Bruce is registered as a RR (Registered Representative) and started their career in finance in 1985. Bruce has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bruce Paul Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 1995 - Present

NOLAN SECURITIES CORP.

Office #1: 535 Main Road, Monterey, MA 01245Office #2: 535 Main Road, Monterey, MA 01245
BD
CRD#: 27984
Monterey, MA
Past

August 17, 1994 - April 17, 1995

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA
Past

April 20, 1994 - August 23, 1994

FAB SECURITIES OF AMERICA, INC.

BD
CRD#: 28212
NEW YORK, NY
Past

June 12, 1991 - August 17, 1992

NEWGRANGE SECURITIES, INC.

BD
CRD#: 27411
Past

December 8, 1986 - March 23, 1990

BAIRD, PATRICK & CO., INC.

BD
CRD#: 1149
FAIRFIELD, NJ
Past

July 23, 1985 - August 1, 1988

STEINBERG & LYMAN

BD
CRD#: 15704

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(8/23/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/24/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/1998
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/17/1991
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NOLAN SECURITIES CORP.
KELLY SECURITIES CORPORATION D/B/A NOLAN SECURITIES CORPORATION | NOLAN SECURITIES CORP.

CRD#: 27984 / SEC#: , 8-43354

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
535 Main Road, Monterey, MA 01245
Mailing Address
535 Main Road, Monterey, MA 01245
Phone number
(413) 528-5258
Established
Connecticut since 12/07/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KELLY, BRUCE PAULPRESIDENT/DIRECTOR1385457
KELLY, EAMON RIEGELDIRECTOR/CCO3254426
SCHWALB, LEONARD HENRYFINOP1061625

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOLAN SECURITIES CORP.

CRD#: 27984Monterey, MA 01245

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