John T. Clement

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CRD#: 1385378

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Thomas Clement, CFP®, who also goes by John T Clement, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

How do you get paid?

Fee Only

Are you a "fiduciary"?

Aliases

John T Clement

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)JOHN T. CLEMENT, sole proprietor insurance agent, 15612 Traditions Blvd. Edmond, OK 73013, not investment related; less than 1 hour per mo. (2) VICE PRESIDENT, BRONZEGATE HOMEOWNERS ASSOCIATION, STARTING APRIL, 2011, TIME SPENT AWAY FROM SECURITIES BUSINESS IS APPROXIMATELY 1-2 HOURS PER MONTH CONSULTING WITH OTHER OFFICERS OF THE ASSOCIATION. TIME SPENT DURING HOURS WORKING IN THE SECURITIES INDUSTRY IS NONE, and it is not investment related..

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Past

January 26, 2015 - February 25, 2023

ACCESS FINANCIAL RESOURCES INC.

RIA

CRD#: 109495

OKLAHOMA CITY, OK

Past

April 19, 2011 - January 16, 2015

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

EDMOND, OK

Past

April 19, 2011 - January 16, 2015

ARVEST WEALTH MANAGEMENT

CRD#: 42057

EDMOND, OK

Past

December 1, 2009 - March 11, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

OKLAHOMA CITY, OK

Past

December 1, 2009 - March 11, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

OKLAHOMA CITY, OK

Past

April 30, 2001 - February 13, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

May 6, 1996 - February 13, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

July 24, 1985 - October 25, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCESS FINANCIAL RESOURCES INC.

ACCESS FINANCIAL RESOURCES INC. | TROY E. JONES AND ASSOCIATES

CRD#: 109495 / SEC#: 801-58103

RIA

Registered Investment Advisory firm - (11/7/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/16/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/1996

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 7/31/1986

National Commodity Futures Examination

Principal/Supervisory Exam

Series 10

Date: 10/15/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/15/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

ACCESS FINANCIAL RESOURCES INC.

ACCESS FINANCIAL RESOURCES INC. | TROY E. JONES AND ASSOCIATES

CRD#: 109495 / SEC#: 801-58103

RIA

Registered Investment Advisory firm - (11/7/2000 Approved)

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Contact information

Main Address

3621 Nw 63rd Street Suite A-1, Oklahoma City, OK 73116

Mailing Address

Phone number

(405) 848-9826

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,483
AUM (Assets Under Management)	$ 354,996,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John T. Clement

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ACCESS FINANCIAL RESOURCES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2001

Series 63

Date: 4/12/1996

SIE

Date: 1/16/2015

Series 7

Date: 4/3/1996

Series 3

Date: 7/31/1986

Series 10

Date: 10/15/1999

Series 9

Date: 10/15/1999

Current Firm

ACCESS FINANCIAL RESOURCES INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCESS FINANCIAL RESOURCES INC.

TRUST BUT VERIFY

Contact information

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