Ralph R. Everett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Richard Everett, who also goes by R. Richard Everett, Richard R Shapiro, was a registered financial advisor .
Ralph is a previously registered financial advisor and started their career in finance in 1985. Ralph had worked at 7 firms and has passed the Series 63, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2011 - March 29, 2012
AMERICAN ELITE RETIREMENT
December 6, 2000 - December 31, 2008
EVERETT FINANCIAL GROUP
February 29, 2000 - November 12, 2008
SECURITIES SERVICE NETWORK, LLC
June 28, 1993 - February 23, 2000
FFP SECURITIES, INC.
January 1, 1991 - July 6, 1993
NORTH AMERICAN MANAGEMENT, INC.
March 5, 1990 - June 29, 1993
MAIN STREET MANAGEMENT COMPANY
July 15, 1985 - March 10, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/28/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
AMERICAN ELITE RETIREMENT
CRD#: 152499 / SEC#: 801-71204
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
