Patricia A. Houtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Houtz, who also goes by Patrica Houtz Wilbur, was a registered financial advisor .
Patricia is a previously registered financial advisor and started their career in finance in 1985. Patricia had worked at 5 firms and has passed the Series 65, Series 63, Series 15, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2005 - December 31, 2012
JUPITER CAPITAL MANAGEMENT
May 31, 1989 - October 8, 1991
FIRST AFFILIATED SECURITIES
November 2, 1988 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
March 21, 1986 - November 10, 1988
MORGAN STANLEY DW INC.
July 23, 1985 - February 27, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/25/1987
Foreign Currency Options ExaminationCurrent Firm
JUPITER CAPITAL MANAGEMENT
CRD#: 112831 / SEC#: 801-57091
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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