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Ira Marcrobert Zadikow

CRD# 1385075·Registered 1985 - 2007
Previously Registered: Being a previously registered professional could mean that Ira is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ira Marcrobert Zadikow, who also goes by Ira Marc Robert Zadikow, was a registered financial advisor. Ira was a previously registered financial advisor and started their career in finance 1985 - 2007. Ira had worked at 10 firms and has passed the Series 65, Series 63, Series 86, Series 87, Series 55, Series 3, Series 7, Series 10, Series 9, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ira Marc Robert Zadikow

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
August 24, 2004 - January 19, 2007
GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
New York, NY
October 16, 2002 - July 23, 2004
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
September 27, 2002 - July 23, 2004
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
May 30, 2002 - November 22, 2002
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
Jersey City, NJ
July 18, 1994 - February 6, 2002
MARSH, BLOCK & CO. INC.·CRD# 11194
BD
New York, NY
December 22, 1992 - July 12, 1994
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
November 7, 1991 - December 9, 1992
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
June 1, 1987 - November 16, 1991
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
April 6, 1987 - June 2, 1987
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
December 2, 1986 - March 18, 1987
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 6, 1985 - August 25, 1986
LEHMAN BROTHERS INC.·CRD# 7506
BD
July 23, 1985 - January 6, 1986

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Current Firm

GE
GREAT EASTERN SECURITIES, INC.

GREAT EASTERN SECURITIES, INC.

CRD#: 2061 / SEC#: 8-16880
BD
Cancelled by SEC on 02/25/2008

Contact Information

Established

New York since 11/18/1971

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GREAT EASTERN HOLDINGS, INC.SHAREHOLDER—
SHANI, YEHESUEL HARRYBRANCH MANAGER4413381
ZADIKOW, IRA MARCROBERTSCROP / CROP1385075

Disclosures

Regulatory Event

9

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jul 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2005About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1999

Series 3 — National Commodity Futures Examination

Passed Jul 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Aug 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jul 2001About the Series 9 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2000About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2000About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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