Ira M. Zadikow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Marcrobert Zadikow, who also goes by Ira Marc Robert Zadikow, was a registered financial advisor .
Ira is a previously registered financial advisor and started their career in finance in 1985. Ira had worked at 10 firms and has passed the Series 65, Series 63, Series 86, Series 87, Series 55, Series 3, Series 7, Series 10, Series 9, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2004 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
October 16, 2002 - July 23, 2004
GUNNALLEN FINANCIAL, INC
September 27, 2002 - July 23, 2004
GUNNALLEN FINANCIAL, INC
May 30, 2002 - November 22, 2002
SCHNEIDER SECURITIES, INC.
July 18, 1994 - February 6, 2002
CROWN FINANCIAL GROUP, INC.
December 22, 1992 - July 12, 1994
MARSH, BLOCK & CO. INC.
November 7, 1991 - December 9, 1992
BARRETT DAY SECURITIES, INC.
June 1, 1987 - November 16, 1991
SOUTH RICHMOND SECURITIES, INC.
April 6, 1987 - June 2, 1987
CROWN FINANCIAL GROUP, INC.
December 2, 1986 - March 18, 1987
PHILIPS, APPEL & WALDEN, INC.
December 6, 1985 - August 25, 1986
E. F. HUTTON & COMPANY INC
July 23, 1985 - January 6, 1986
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/16/1999
Limited Representative-Equity Trader ExamCurrent Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
