Howard W. Penney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Wells Penney, who also goes by Howard Penney, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1985. Howard had worked at 6 firms and has passed the Series 63, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - April 15, 2025
HEDGEYE RISK MANAGEMENT, LLC
July 7, 2008 - December 31, 2016
HEDGEYE RISK MANAGEMENT, LLC
August 6, 2007 - May 16, 2008
B. RILEY SECURITIES, INC.
October 13, 2006 - June 22, 2007
PRUDENTIAL EQUITY GROUP, LLC
March 15, 2004 - October 27, 2006
B. RILEY SECURITIES, INC.
October 1, 2002 - March 4, 2004
TRUIST SECURITIES, INC.
April 20, 1990 - February 22, 2001
MORGAN STANLEY & CO. LLC
March 25, 1987 - March 8, 1990
MORGAN STANLEY & CO. LLC
July 23, 1985 - August 25, 1986
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
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