Thomas Lehrkinder
Professional summary
Thomas Lehrkinder is a registered financial professional currently at JB DRAX HONORE' INC. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Lehrkinder's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2024 - Present
JB DRAX HONORE' INC.
Office #1: 49 West 23rd Street 10th Floor, New York, NY 10010March 2, 2021 - March 4, 2021
CANTOR FITZGERALD & CO.
March 2, 2021 - April 5, 2022
BGC FINANCIAL, L.P.
June 6, 2017 - April 24, 2019
OBEX SECURITIES LLC
August 15, 2014 - June 12, 2015
TS IMAGINE BROKERAGE SERVICES, LLC
August 19, 2011 - July 10, 2014
JEFFERIES LLC
June 2, 2010 - May 2, 2011
HSBC SECURITIES (USA) INC.
March 20, 1997 - March 12, 2010
CREDIT SUISSE SECURITIES (USA) LLC
August 10, 1993 - March 17, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 1986 - August 11, 1995
UBS FINANCIAL SERVICES INC.
July 23, 1985 - February 26, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2024)
(2/15/2024)
(3/7/2024)
(3/20/2024)
(3/11/2025)
(7/12/2024)
(6/17/2024)
(4/10/2024)
(1/26/2024)
(4/30/2024)
(4/18/2024)
Exams
Series 99TO
Date: 1/25/2024
Operations Professional ExaminationFINRA
Current Firm
JB DRAX HONORE' INC.
CRD#: 322118 / SEC#: , 8-70950
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JB DRAX HONORE UK LTD. | SOLE SHAREHOLDER | |
| GLASSBERG, JONATHAN WILLIAM | DIRECTOR | 5655925 |
| LEHRKINDER, THOMAS | CHIEF OPERATING OFFICER | 1384951 |
| MCBRIDE, TERENCE GERARD | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | 3169515 |
| OBSBAUM, FREDRIC MICHAEL | FINANCIAL OPERATIONS PRINCIPAL | 1160811 |
| SHEPHERD, BENN | DIRECTOR | 4030489 |
Disclosures
| Regulatory Event | 3 |
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