AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DS

David G. Spence

PALLADIUM WEALTH MANAGEMENT
Burke, VA
Some features on this profile are disabled
CRD#: 1384896
DS

Professional summary

David George Spence, CFP® is a registered financial advisor currently at PALLADIUM WEALTH MANAGEMENT, LLC located in Burke, Virginia and PURSHE KAPLAN STERLING INVESTMENTS located in Burke, Virginia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. David has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David George Spence's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 8, 2020 - Present

PALLADIUM WEALTH MANAGEMENT, LLC

RIA
CRD#: 306689
Burke, VA
Current

January 2, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 10621 Battalion Landing Ct., Burke, VA 22015
BD
CRD#: 35747
Burke, VA
Past

January 25, 2019 - August 2, 2019

CAPITAL ONE INVESTING, INC.

RIA
CRD#: 285084
Manassas, VA
Past

January 8, 2019 - January 8, 2019

CAPITAL ONE INVESTING, INC.

RIA
CRD#: 285084
Manassas, VA
Past

August 30, 2017 - January 3, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
MANASSAS, VA
Past

July 13, 2016 - January 7, 2019

WEALTHCARE ADVISORY PARTNERS LLC

RIA
CRD#: 171976
Manassas, VA
Past

January 30, 2004 - July 11, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
MANASSAS, VA
Past

January 30, 2004 - January 3, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
MANASSAS, VA
Past

November 19, 1987 - January 7, 2004

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
FALLS CHURCH, VA
Past

July 23, 1985 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

July 23, 1985 - January 7, 2004

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(1/2/2019)
RR
California
(1/23/2025)
RR
Colorado
(1/28/2019)
RR
Florida
(1/2/2019)
RR
Ohio
(1/2/2019)
RR
South Carolina
(1/2/2019)
RR
Virginia
(1/25/2019)
IAR
Virginia
(1/8/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/24/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/19/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/26/1998
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PW
PALLADIUM WEALTH MANAGEMENT, LLC
PALLADIUM WEALTH MANAGEMENT, LLC

CRD#: 306689 / SEC#:

Virginia
Registered Investment Advisory firm - (1/8/2020 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6211 Old Keene Mill Ct, West Springfield, VA 22152
Mailing Address
Phone number
(703) 754-2686
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 961,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALLADIUM WEALTH MANAGEMENT, LLC

CRD#: 306689Burke, VA

TRUST BUT VERIFY

Monitor David Spence

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.