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Steven H. Nigro

TAG CAPITAL PARTNERS
Miami, FL 33131
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CRD#: 1384876
SN

Professional summary


Steven Harold Nigro, who also goes by Steven H Nigro, is a registered financial professional currently at TAG CAPITAL PARTNERS located in Miami, Florida.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Steven H Nigro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Steven Harold Nigro's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 24, 2023 - Present

TAG CAPITAL PARTNERS

Office #1: 1395 Brickell Avenue Suite 800, Miami, FL 33131Office #2: 180 State Street Suite 225, Southlake, TX 76092Office #3: 275 Madison Ave 30th Floor, New York, NY 10016Office #4: 275 Madison Ave 30th Floor, New York, NY 10016
BD
CRD#: 318850
Miami, FL
Past

April 3, 2020 - December 9, 2022

ASHLAND SECURITIES, LLC

BD
CRD#: 297523
NEW YORK, NY
Past

January 17, 2013 - April 13, 2020

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY
Past

May 14, 1992 - February 20, 1998

OPTIONS TRADING ASSOCIATES LLC

BD
CRD#: 29446
PURCHASE, NY
Past

October 8, 1990 - March 26, 1993

OTA LLC

BD
CRD#: 25816
PURCHASE, NY
Past

November 16, 1987 - October 8, 1990

OCWEN TRADING, INC.

BD
CRD#: 13693

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/7/2023)
RR
Alaska
(6/19/2023)
RR
Arizona
(3/6/2023)
RR
Arkansas
(8/10/2023)
RR
California
(2/15/2023)
RR
Colorado
(2/23/2023)
RR
Connecticut
(5/25/2023)
RR
Delaware
(2/20/2023)
RR
District of Columbia
(8/29/2023)
RR
Florida
(8/10/2023)
RR
Georgia
(2/20/2023)
RR
Hawaii
(11/17/2023)
RR
Idaho
(2/6/2023)
RR
Illinois
(11/4/2024)
RR
Indiana
(1/19/2024)
RR
Iowa
(2/1/2023)
RR
Kansas
(2/13/2023)
RR
Kentucky
(2/6/2023)
RR
Louisiana
(2/6/2023)
RR
Maine
(10/11/2023)
RR
Maryland
(2/21/2023)
RR
Massachusetts
(8/3/2023)
RR
Michigan
(7/17/2023)
RR
Minnesota
(1/16/2024)
RR
Mississippi
(2/9/2023)
RR
Missouri
(2/5/2024)
RR
Montana
(6/5/2023)
RR
Nebraska
(6/6/2023)
RR
Nevada
(2/28/2023)
RR
New Hampshire
(8/7/2023)
RR
New Jersey
(2/1/2023)
RR
New Mexico
(6/23/2023)
RR
New York
(2/5/2023)
RR
North Carolina
(3/21/2023)
RR
North Dakota
(6/20/2023)
RR
Ohio
(2/16/2023)
RR
Oklahoma
(2/6/2023)
RR
Oregon
(6/16/2023)
RR
Pennsylvania
(2/17/2023)
RR
Rhode Island
(2/6/2023)
RR
South Carolina
(6/22/2023)
RR
South Dakota
(5/2/2023)
RR
Texas
(8/9/2023)
RR
Utah
(2/2/2023)
RR
Vermont
(6/14/2023)
RR
Virginia
(10/10/2023)
RR
Washington
(2/27/2023)
RR
West Virginia
(3/15/2023)
RR
Wisconsin
(2/10/2023)
RR
Wyoming
(7/18/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 6/29/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/25/2018
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TC
TAG CAPITAL PARTNERS
TAG CAPITAL PARTNERS | TAG CAPITAL PARTNERS LLC

CRD#: 318850 / SEC#: , 8-70927

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
275 Madison Ave 30th Floor, New York, NY 10016
Mailing Address
275 Madison Ave 30th Floor, New York, NY 10016
Phone number
(212) 993-7400
Established
New York since 01/06/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
TAG FINANCIAL INSTITUTIONS GROUP, LLCOWNER
BROWN, EVANCHIEF COMPLIANCE OFFICER6563464
NIGRO, STEVEN HAROLDCHIEF EXECUTIVE OFFICER / FINOP1384876

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TAG CAPITAL PARTNERS

CRD#: 318850Miami, FL 33131

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