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Steven Harold Nigro

TAG CAPITAL PARTNERS
Miami, FL
·CRD# 1384876·24 years experience

Professional Summary

Steven Harold Nigro, who also goes by Steven H Nigro, is a registered financial advisor currently at TAG CAPITAL PARTNERS located in Miami, Florida. Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven H Nigro

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

TAG CAPITAL PARTNERS·CRD# 318850
BD
1. 1395 Brickell Avenue Suite 800, Miami, FL 331312. 180 State Street Suite 225, Southlake, TX 760923. 275 Madison Ave 30th Floor, New York, NY 100164. 275 Madison Ave 30th Floor, New York, NY 10016
January 24, 2023 - Present
ASHLAND SECURITIES, LLC·CRD# 297523
BD
New York, NY
April 3, 2020 - December 9, 2022
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
January 17, 2013 - April 13, 2020
OPTIONS TRADING ASSOCIATES LLC·CRD# 29446
BD
Purchase, NY
May 14, 1992 - February 20, 1998
OTA LLC·CRD# 25816
BD
Purchase, NY
October 8, 1990 - March 26, 1993
OCWEN TRADING, INC.·CRD# 13693
BD
November 16, 1987 - October 8, 1990

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Current Firm

TC
TAG CAPITAL PARTNERS

TAG CAPITAL PARTNERS | TAG CAPITAL PARTNERS LLC

CRD#: 318850 / SEC#: 8-70927
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

275 Madison Ave 30th Floor, New York, NY 10016

Mailing Address

275 Madison Ave 30th Floor, New York, NY 10016

Phone Number

(212) 993-7400

Established

New York since 01/06/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TAG FINANCIAL INSTITUTIONS GROUP, LLCOWNER—
MATES, CHRISTOPHER ICHIEF COMPLIANCE OFFICER / AMLCO1578766
NIGRO, STEVEN HAROLDCHIEF EXECUTIVE OFFICER / FINOP1384876

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/7/2023)
RR
Alaska
(6/19/2023)
RR
Arizona
(3/6/2023)
RR
Arkansas
(8/10/2023)
RR
California
(2/15/2023)
RR
Colorado
(2/23/2023)
RR
Connecticut
(5/25/2023)
RR
Delaware
(2/20/2023)
RR
District of Columbia
(8/29/2023)
RR
Florida
(8/10/2023)
RR
Georgia
(2/20/2023)
RR
Hawaii
(11/17/2023)
RR
Idaho
(2/6/2023)
RR
Illinois
(11/4/2024)
RR
Indiana
(1/19/2024)
RR
Iowa
(2/1/2023)
RR
Kansas
(2/13/2023)
RR
Kentucky
(2/6/2023)
RR
Louisiana
(2/6/2023)
RR
Maine
(10/11/2023)
RR
Maryland
(2/21/2023)
RR
Massachusetts
(8/3/2023)
RR
Michigan
(7/17/2023)
RR
Minnesota
(1/16/2024)
RR
Mississippi
(2/9/2023)
RR
Missouri
(2/5/2024)
RR
Montana
(6/5/2023)
RR
Nebraska
(6/6/2023)
RR
Nevada
(2/28/2023)
RR
New Hampshire
(8/7/2023)
RR
New Jersey
(2/1/2023)
RR
New Mexico
(6/23/2023)
RR
New York
(2/5/2023)
RR
North Carolina
(3/21/2023)
RR
North Dakota
(6/20/2023)
RR
Ohio
(2/16/2023)
RR
Oklahoma
(2/6/2023)
RR
Oregon
(6/16/2023)
RR
Pennsylvania
(2/17/2023)
RR
Rhode Island
(2/6/2023)
RR
South Carolina
(6/22/2023)
RR
South Dakota
(5/2/2023)
RR
Texas
(8/9/2023)
RR
Utah
(2/2/2023)
RR
Vermont
(6/14/2023)
RR
Virginia
(10/10/2023)
RR
Washington
(2/27/2023)
RR
West Virginia
(3/15/2023)
RR
Wisconsin
(2/10/2023)
RR
Wyoming
(7/18/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2020About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2013About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Oct 2018About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2013About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Steven Harold Nigro's CRS (Customer Relationship Summary).

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