William O. Strand

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CRD#: 1384843

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Olson Strand III, who also goes by Bill Strand, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1985. William had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Strand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/1998 FINANCIAL STRATEGIES, INC.; 7218 FORESTVIEW LANE ; MAPLE GROVE MN 55369; INSURANCE AGENCY, PRESIDENT; NO LONGER OPERATING AS INSURANCE COMP. COLLECTING COMMISSIONS ONLY

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 16, 2009 - April 8, 2025

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

RIA

CRD#: 110372

MAPLE GROVE, MN

Past

February 4, 2004 - December 31, 2005

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

RIA

CRD#: 110372

MAPLE GROVE, MN

Past

September 23, 2002 - November 19, 2007

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MAPLE GROVE, MN

Past

July 24, 1998 - September 25, 2002

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 20, 1988 - July 31, 1998

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

March 18, 1987 - December 19, 1988

BOARDWALK CAPITAL CORPORATION

CRD#: 10279

Past

July 24, 1985 - October 16, 1985

FIRST PREFERRED INVESTMENT CORPORATION

CRD#: 1110

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

ASSET STRATEGY CONSULTANTS OF MINNESOTA LLC | PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

CRD#: 110372 / SEC#: 801-79270

RIA

Registered Investment Advisory firm - (3/6/2014 Approved)

Arizona

Registered Investment Advisory firm - (3/14/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (3/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/25/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Current Firm

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

ASSET STRATEGY CONSULTANTS OF MINNESOTA LLC | PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

CRD#: 110372 / SEC#: 801-79270

RIA

Registered Investment Advisory firm - (3/6/2014 Approved)

Arizona

Registered Investment Advisory firm - (3/14/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (3/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/14/2014 Terminated)

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Contact information

Main Address

11324 86th Avenue North, Maple Grove, MN 55369

Mailing Address

Phone number

(763) 201-1025

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT (7/9/2025)

Regulatory assets under management

Total Number of Accounts	673
AUM (Assets Under Management)	$ 295,827,872

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William O. Strand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

WOODBURY FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

AMERICAN CAPITAL CORPORATION

BOARDWALK CAPITAL CORPORATION

FIRST PREFERRED INVESTMENT CORPORATION

Primary Firm SEC Registration

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2009

Series 63

Date: 6/25/1985

Series 7

Date: 7/20/1985

Current Firm

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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