Michael J. Wootton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Wootton was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 3 firms and has passed the Series 63, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 1989 - June 20, 1990
BUCKHEAD FINANCIAL CORPORATION
February 9, 1989 - May 25, 1989
ATLANTA SECURITIES & INVESTMENTS, INC.
November 23, 1987 - January 9, 1989
NOBLE RESOURCES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BUCKHEAD FINANCIAL CORPORATION
CRD#: 18398 / SEC#: , 8-36661
Contact information
Documents
Red Flags
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