Thomas M. Rosato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Mark Rosato was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2006 - December 18, 2006
ODYSSEUS CAPITAL MANAGEMENT, LTD
February 8, 2000 - December 13, 2005
CAMELOT INVESTMENT ADVISERS, LTD.
June 23, 1997 - February 3, 2012
CAMELOT INVESTMENT ADVISERS, LTD.
August 10, 1992 - June 25, 1997
INVESTEC INC.
August 20, 1985 - August 10, 1992
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
