Vera A. Reid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vera A Reid, who also goes by Vera Albertha Neal, Vera Albertha Reid, Vera A Reid, was a registered financial professional .
Vera is a previously registered financial professional and started their career in finance in 1987. Vera had worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, Series 52TO, SIE, Series 55, Series 7, Series 14, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2024 - September 19, 2025
KOVACK SECURITIES INC.
February 16, 2021 - December 23, 2024
BLAYLOCK VAN, LLC
November 25, 2019 - February 17, 2021
NEWBRIDGE SECURITIES CORPORATION
February 21, 2013 - November 11, 2019
ARCA CAPITAL INVESTMENTS, INC.
April 3, 2012 - January 4, 2013
HB SECURITIES, LLC
June 16, 2008 - November 13, 2009
ALLEGIANT SECURITIES L.L.C.
October 10, 2006 - November 11, 2015
CAPITAL & CREDIT INTERNATIONAL, INC.
April 18, 2006 - September 28, 2006
CP CAPITAL SECURITIES
June 2, 2004 - February 21, 2013
ASG SECURITIES, INC.
December 11, 2003 - October 28, 2005
LAFISE SECURITIES LLC
April 25, 2003 - August 18, 2003
MARTINEZ-AYME SECURITIES
October 20, 1987 - May 21, 2001
FIRST EQUITY CORPORATION OF FLORIDA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 2/23/2001
Limited Representative-Equity Trader ExamCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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