Virginia M. Golden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Marie Golden, who also goes by Ginger Ashmore, VIrginia Marie Ashmore, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1985. Virginia had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2003 - October 13, 2015
BOK FINANCIAL SECURITIES, INC.
February 2, 1999 - October 13, 2015
BOK FINANCIAL SECURITIES, INC.
October 2, 1997 - December 4, 1998
BA INVESTMENT SERVICES, INC.
August 5, 1997 - September 5, 1997
DAVIS DISTRIBUTORS, LLC
July 17, 1995 - April 3, 1997
CETERA WEALTH SERVICES, LLC
January 6, 1994 - April 3, 1995
EDWARD JONES
March 10, 1993 - January 7, 1994
FIRST COLONIAL SECURITIES
July 9, 1990 - March 4, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
November 22, 1989 - March 3, 1993
LPL FINANCIAL LLC
November 19, 1989 - December 5, 1989
OSAIC WEALTH, INC.
January 27, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 27, 1987 - December 12, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 27, 1987 - December 15, 1987
EQUITABLE ADVISORS, LLC
October 9, 1985 - May 27, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BOK FINANCIAL SECURITIES, INC.
CRD#: 17530 / SEC#: 801-53600, 8-35381
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOK FINANCIAL SECURITIES, INC.
CRD#: 17530 / SEC#: 801-53600, 8-35381
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOK FINANCIAL CORPORATION | DIRECT BENEFICIAL OWNER | |
| DEAN, BRETT ALAN | PRESIDENT | 1716141 |
| DODSON, CATHERINE JOANNE | CFO/FINOP | 6857597 |
| GALLATIN, THOMAS COY | EXECUTIVE DIRECTOR, ENERGY BANKING | 5971928 |
| GRAUER, SCOTT BRADLEY | CEO, CHAIRMAN | 1509326 |
| MAHANEY, MINDY MARGARET | BOKFS BOARD MEMBER | 6403627 |
| PARRISH, REBECCA ROSE | CHIEF COMPLIANCE OFFICER | 6273251 |
| SHAW, JAMES AUGUSTUS | SVP, DIRECTOR OF RETAIL SALES | 1264136 |
| STEELE, JAMES BRADFORD | SVP, CHIEF OPERATING OFFICER | 6317520 |
| SWANSON, JON CRAIG | BOKFS BOARD MEMBER | 5010899 |
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 835,622,979 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
