James M. Clamage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James M Clamage, who also goes by James Michael Clamage, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2020 - April 13, 2026
B. RILEY SECURITIES, INC.
May 9, 2016 - June 24, 2020
COWEN AND COMPANY
April 21, 2014 - May 11, 2016
CRT CAPITAL GROUP LLC
November 4, 2013 - April 21, 2014
R.W.PRESSPRICH & CO.
November 22, 2004 - November 4, 2013
CRT CAPITAL GROUP LLC
September 6, 2002 - November 6, 2003
PRITCHARD CAPITAL PARTNERS, LLC
February 5, 1999 - February 1, 2001
ROBERTSON STEPHENS, INC.
February 24, 1997 - February 16, 1999
J.P. MORGAN SECURITIES LLC
August 5, 1985 - February 27, 1997
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
