James M. Clamage
Professional summary
James M Clamage, who also goes by James Michael Clamage, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James M Clamage's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2020 - Present
B. RILEY SECURITIES, INC.
Office #1: 299 Park Avenue 21st Floor, New York, NY 10171May 9, 2016 - June 24, 2020
COWEN AND COMPANY
April 21, 2014 - May 11, 2016
CRT CAPITAL GROUP LLC
November 4, 2013 - April 21, 2014
R.W.PRESSPRICH & CO.
November 22, 2004 - November 4, 2013
CRT CAPITAL GROUP LLC
September 6, 2002 - November 6, 2003
PRITCHARD CAPITAL PARTNERS, LLC
February 5, 1999 - February 1, 2001
ROBERTSON STEPHENS, INC.
February 24, 1997 - February 16, 1999
J.P. MORGAN SECURITIES LLC
August 5, 1985 - February 27, 1997
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(7/8/2020)
(1/3/2023)
(12/16/2020)
(1/3/2023)
(12/16/2020)
(11/12/2025)
(12/16/2020)
(1/6/2022)
(1/3/2023)
(1/7/2025)
(7/8/2020)
(7/8/2020)
(1/10/2024)
(12/17/2020)
(7/8/2020)
(7/8/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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