Danny Gibbons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Gibbons, who also goes by Dan Gibbons, was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1986. Danny had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2001 - April 17, 2001
BACK BAY CAPITAL, INC.
May 4, 1999 - September 27, 2000
TRAVIS MORGAN SECURITIES INC.
June 10, 1993 - November 18, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
February 28, 1991 - May 15, 1993
FLEMMING, ANDERSON, COHEN & LEE, INC.
June 9, 1988 - September 25, 1990
TRI-BRADLEY INVESTMENTS
April 11, 1988 - May 26, 1988
SECURITIES USA, INC.
July 10, 1987 - May 12, 1988
BERKELEY SECURITIES CORPORATION
November 5, 1986 - June 11, 1987
PARKER JAMESON, INC.
September 19, 1986 - October 1, 1986
CROMWELL, KNIGHT & CO., INC.
June 6, 1986 - August 29, 1986
FIRST FLORIDA SECURITIES GROUP, INC.
April 3, 1986 - June 11, 1986
MONVEST SECURITIES, INC.
January 31, 1986 - April 11, 1986
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BACK BAY CAPITAL, INC.
CRD#: 22824 / SEC#: , 8-39991
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL ACCESS PARTNERS, LLC | OWNER | |
| CARAZOLEZ, ALBERT TOMMIE | PRESIDENT/CHIEF COMPLIANCE OFFICER | 2204105 |
| GOROS, WILLIAM FREDERICK | VICE PRESIDENT |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
