David L. Berkowitz

VALUEALIGNED PARTNERS

Red Bank, NJ 07701

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CRD#: 1384375

Professional summary

David Lee Berkowitz, who also goes by David L Berkowitz, is a registered financial advisor currently at VALUEALIGNED PARTNERS located in Red Bank, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David L Berkowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BERK CAPITAL, L.P. INVESTMENT-RELATED FAMILY PARTNERSHIP. 125 HALF MILE ROAD, SUITE 200, RED BANK, NJ 07701 GENERAL PARTNER START DATE: 06/01/1995 4 HOURS PER MONTH I DEVOTE 0 HOURS DURING SECURITIES TRADING HOURS. ACCOUNTANT, ADMINISTRATION AND INVESTMENT ADVISOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lee Berkowitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2020 - Present

VALUEALIGNED PARTNERS

Office #1: 125 Half Mile Road Suite 200, Red Bank, NJ 07701

RIA

CRD#: 125128

Red Bank, NJ

Past

January 31, 2017 - December 31, 2019

VALUEALIGNED PARTNERS

RIA

CRD#: 125128

RED BANK, NJ

Past

October 14, 2009 - December 31, 2016

VALUEALIGNED PARTNERS

RIA

CRD#: 125128

RED BANK, NJ

Past

December 7, 1994 - May 1, 1995

DBS VICKERS SECURITIES (USA) INC.

CRD#: 35691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/12/2020)

IAR

Texas
(4/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1994

General Securities Representative Examination

Current Firm

VALUEALIGNED PARTNERS

BERK ADVISORY | VALUEALIGNED PARTNERS, LLC | VALUEALIGNED PARTNERS | RAPIDAN CAPITAL, LLC

CRD#: 125128 / SEC#: 801-65145

RIA

Registered Investment Advisory firm - (3/24/2010 Terminated)

New Jersey

Registered Investment Advisory firm - (2/12/2020 Approved)

Texas

Registered Investment Advisory firm - (4/4/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

125 Half Mile Road Suite 200, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 800-2375

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 56,152,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Berkowitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lee Berkowitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALUEALIGNED PARTNERS

VALUEALIGNED PARTNERS

VALUEALIGNED PARTNERS

DBS VICKERS SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2009

Series 63

Date: 12/9/1994

Series 7

Date: 12/6/1994

Current Firm

VALUEALIGNED PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALUEALIGNED PARTNERS

TRUST BUT VERIFY

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