Lori A. Watt
IAG WEALTH PARTNERS | President
Waukesha, WI 53188
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CRD#: 1384309
Professional summary
Lori Ann Watt, CFP® is a registered financial advisor currently at IAG WEALTH PARTNERS, LLC located in Waukesha, Wisconsin and LPL FINANCIAL LLC located in Waukesha, Wisconsin.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Lori has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Financial planning
Insurance
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/11/2009 - NON-VARIABLE INSURANCE - LTC FIXED ANNUITIES AND FIXED INSURANCE THROUGH LOCAL BROKERAGE. - TIME SPENT 5% - WAUKESHA, WI.
2. 9/14/2011 - NON-VARIABLE INSURANCE - PRINCIPAL LIFE - INSURANCE AGENT FOR FIXED LIFE INSURANCE, DISABILITY AND LONG TERM CARE. - TIME SPENT 5% - WAUKESHA, WI.
3. 2/1/2013 - NON-VARIABLE INSURANCE DBA - INVESTORS ADVISORY GROUP - INVESTORS ADVISORY GROUP IS AN RIA. SERVICES PROVIDED TO CLIENTS INCLUDE FEE BASED ASSET MANAGEMENT AND COMPREHENSIVE FINANCIAL PLANNING. IN ADDITION, I ALSO OFFER NON-VARIABLE INSURANCE PRODUCTS, AS LISTED ABOVE. - TIME SPENT 100% - WAUKESHA, WI.
4. 5/24/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/22/2018 - 175 Hours Per Month During Securities Trading - I provide investment advisory services through IAG Wealth Partners, LLC, an independent investment advisor firm. I started this business activity on 5/24/2018. I expect to spend approximately 175 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
5. 5/29/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/22/2018 - 175 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Ann Watt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1983
Experience
Current
May 16, 2000 - Present
IAG WEALTH PARTNERS, LLC
Office #1: N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188RIA
CRD#: 109721
Waukesha, WI
Current
March 11, 2009 - Present
LPL FINANCIAL LLC
Office #1: N19 W24200 Riverwood Dr, #150, Waukesha, WI 53188RIA
BD
CRD#: 6413
Waukesha, WI
Past
October 9, 1996 - June 24, 2003
BTS ASSET MANAGEMENT, INC.
RIA
CRD#: 105215
BROOKFIELD, WI
Past
November 2, 1988 - March 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WAUKESHA, WI
Past
September 25, 1985 - November 5, 1988
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
July 29, 1985 - October 1, 1985
CREATIVE ASSET MANAGEMENT, INC.
BD
CRD#: 8510
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IAG WEALTH PARTNERS, LLC
IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC
CRD#: 109721 / SEC#: 801-70404
RIA
Registered Investment Advisory firm - (7/28/2009 Approved)California
Registered Investment Advisory firm - (8/12/2009 Terminated)Wisconsin
Registered Investment Advisory firm - (8/12/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/28/2025)
RR
Arizona(3/11/2009)
RR
California(3/11/2009)
RR
Colorado(5/1/2023)
RR
Florida(3/11/2009)
IAR
Florida(7/1/2024)
RR
Illinois(5/1/2023)
RR
Indiana(7/26/2023)
RR
Iowa(3/11/2009)
RR
Kentucky(7/26/2023)
RR
Michigan(3/31/2009)
RR
Minnesota(3/11/2009)
RR
Missouri(7/26/2023)
RR
Nebraska(2/9/2024)
RR
Nevada(10/6/2022)
RR
New Hampshire(10/10/2024)
RR
New Jersey(7/26/2023)
RR
New York(7/26/2023)
RR
North Carolina(11/2/2011)
RR
Ohio(3/11/2009)
RR
Oklahoma(5/10/2024)
RR
South Carolina(2/4/2022)
RR
Tennessee(10/20/2020)
RR
Texas(9/1/2016)
IAR
Texas(9/8/2016)
RR
Utah(11/20/2020)
RR
Virginia(7/26/2023)
RR
Washington(6/2/2017)
IAR
Wisconsin(5/16/2000)
RR
Wisconsin(3/11/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IAG WEALTH PARTNERS, LLC
IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC
CRD#: 109721 / SEC#: 801-70404
RIA
Registered Investment Advisory firm - (7/28/2009 Approved)California
Registered Investment Advisory firm - (8/12/2009 Terminated)Wisconsin
Registered Investment Advisory firm - (8/12/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188
Mailing Address
Phone number
(262) 446-8150
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,857 |
| AUM (Assets Under Management) | $ 1,585,348,067 |
Red Flags
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Company Information
IAG WEALTH PARTNERS, LLC
PresidentCRD#: 109721Waukesha, WI 53188TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
