Richard E. Vodra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Earle Vodra, who also goes by Dick Vodra, Richard E Vodra, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2007 - April 18, 2012
SPIRE SECURITIES, LLC
January 14, 2002 - April 18, 2012
SPIRE WEALTH MANAGEMENT, LLC
December 14, 2001 - November 2, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 2, 1997 - December 12, 2001
LOCKWOOD FINANCIAL SERVICES, INC.
September 24, 1992 - December 11, 1997
THE ADVISORS GROUP, INC.
November 24, 1987 - August 26, 1992
MASON SECURITIES, INC.
July 5, 1985 - November 19, 1987
CAPITOL SECURITIES MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
