Sarah J. Roderick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Jane Roderick, who also goes by Sarah Jane Hocking, Sarah Koleske, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 1985. Sarah had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2013 - October 22, 2014
OAK GROVE INVESTMENT SERVICES, INC.
June 21, 2007 - October 17, 2013
MSI FINANCIAL SERVICES, INC.
June 27, 2003 - May 11, 2007
STATE FARM VP MANAGEMENT CORP.
December 17, 1998 - October 2, 2001
PRUCO SECURITIES, LLC.
August 29, 1985 - December 2, 1998
HORACE MANN INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAK GROVE INVESTMENT SERVICES, INC.
CRD#: 46343 / SEC#: , 8-51388
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
