Joseph M. Ryan
Professional summary
Joseph Matthew Ryan, who also goes by Joseph Ryan, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1987. Joseph has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Matthew Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2013 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019January 2, 2013 - August 16, 2013
JVB FINANCIAL GROUP, LLC
October 13, 2010 - April 24, 2012
MORGAN STANLEY & CO. LLC
December 21, 2009 - June 4, 2010
FINACORP SECURITIES
March 12, 2008 - April 7, 2009
BLAYLOCK VAN, LLC
January 11, 1995 - February 14, 2007
CREDIT SUISSE SECURITIES (USA) LLC
December 14, 1992 - January 11, 1995
UBS FINANCIAL SERVICES INC.
August 20, 1991 - November 20, 1992
J.P. MORGAN SECURITIES LLC
March 16, 1987 - September 6, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2013)
(7/25/2022)
(1/16/2019)
(9/23/2013)
(8/22/2013)
(8/23/2013)
(8/27/2013)
(9/4/2013)
(7/11/2022)
(8/22/2013)
(8/27/2013)
(7/21/2022)
(7/6/2022)
(8/22/2013)
(7/26/2022)
(11/7/2016)
(11/15/2016)
(7/8/2022)
(1/17/2019)
(7/6/2022)
(1/17/2019)
(8/23/2013)
(8/27/2013)
(11/30/2015)
(7/6/2022)
(7/6/2022)
(7/7/2022)
(7/6/2022)
(7/18/2022)
(1/18/2019)
(9/23/2013)
(7/6/2022)
(8/22/2013)
(1/16/2019)
(1/16/2019)
(11/27/2015)
(1/16/2019)
(11/30/2015)
(8/23/2013)
(7/19/2022)
(7/12/2022)
(1/16/2019)
(8/1/2022)
(1/16/2019)
(9/6/2013)
(10/23/2020)
(1/15/2019)
(7/7/2022)
(8/22/2013)
(11/7/2016)
(7/8/2022)
(12/17/2015)
(7/6/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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