David Lawrence Thomas
Professional Summary
David Lawrence Thomas, who also goes by Dave Thomas, is a registered financial advisor currently at EPG INCORPORATED located in Boston, Massachusetts. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dave Thomas
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
E.P.G., INCORPORATED | EPG INCORPORATED | EPG INC | EASTERN PORTFOLIO ADVISORS
Contact Information
Main Address
205 Newbury Street Suite 403, Framingham, MA 01701Phone Number
(781) 235-2666# of Employees
11SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
72AUM (Assets Under Management)
$3,203,784,558Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
E.P.G., INCORPORATED | EPG INCORPORATED | EPG INC | EASTERN PORTFOLIO ADVISORS
State Registrations and Notice Filings
(2/20/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1985About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Lawrence Thomas's CRS (Customer Relationship Summary).
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