Barry L. Herrlinger

Some features on this profile are disabled

CRD#: 1383721

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barry Lee Herrlinger was a registered financial professional .

Barry is a previously registered financial professional and started their career in finance in 1985. Barry had worked at 21 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)FINANCIAL MANAGMENT STRATEGIES; INDEPENDENT INSURANCE AGENT. INVESTMENT RELATED. 2013 MARIETTA AVE LANCASTER PA 17603. STARTED: 1984. INSURANCE SALES. APPROX 80 HRS/MONTH. (2) CENTRAL PENN BENEFITS; HEALTH, LONG TERM DISABILITY, SHORT TERM DISABILITY, AND ANCILLARY PRODUCTS TO BUSINESSES. BENEFIT CONSULTANT. 34 N. BEAVER ST., YORK, PA 17401.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 5, 2018 - March 1, 2023

PSI CAPITAL MANAGEMENT

RIA

CRD#: 117105

LANCASTER, PA

Past

April 17, 2015 - November 9, 2018

THEUS WEALTH ADVISORS

RIA

CRD#: 169994

LANCASTER, PA

Past

January 2, 2013 - April 28, 2015

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

DAYTON, OH

Past

March 29, 2010 - August 6, 2013

SICOR SECURITIES INC

CRD#: 16195

LANCASTER, PA

Past

March 3, 2008 - January 27, 2009

USA FINANCIAL SECURITIES LLC

CRD#: 103857

LANCASTER, PA

Past

June 27, 2007 - February 29, 2008

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

MOUNT JOY, PA

Past

May 9, 2005 - December 31, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 19, 2004 - March 10, 2005

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

May 15, 2001 - December 19, 2002

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ADA, MI

Past

June 15, 2000 - May 18, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

November 1, 1999 - June 14, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 1, 1999 - June 14, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 28, 1999 - November 12, 1999

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

September 30, 1998 - June 25, 1999

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

August 5, 1996 - September 29, 1998

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 5, 1995 - August 23, 1996

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

August 11, 1993 - January 6, 1995

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

January 16, 1992 - August 17, 1993

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

December 16, 1989 - October 16, 1990

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 21, 1989 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

November 3, 1988 - August 24, 1989

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

June 13, 1988 - November 17, 1988

FOCUS SECURITIES, INC.

CRD#: 15023

Past

May 23, 1986 - June 17, 1988

RELIASTAR FINANCIAL MARKETING CORP.

CRD#: 4234

Past

July 2, 1985 - September 17, 1986

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PSI CAPITAL MANAGEMENT

PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT

CRD#: 117105 / SEC#: 801-112684

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/28/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/1/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PSI CAPITAL MANAGEMENT

PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT

CRD#: 117105 / SEC#: 801-112684

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/28/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/29/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

147 North Shippen Street, Lancaster, PA 17602

Mailing Address

Phone number

(717) 207-7123

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PSI CAPITAL MANAGEMENT WRAP PROGRAM APPENDIX 1 WRAP FEE BROCHURE (3/27/2025)

PSI CAPITAL MANAGEMENT PART 2A DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,344
AUM (Assets Under Management)	$ 348,126,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Barry L. Herrlinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THEUS WEALTH ADVISORS

SIGNATURE INVESTMENTS, INC.

SICOR SECURITIES INC

USA FINANCIAL SECURITIES LLC

SECURITIES SERVICE NETWORK, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

USA FINANCIAL SECURITIES LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

EQUITY SERVICES, INC.

GUARDIAN INVESTOR SERVICES LLC

KEOGLER, MORGAN & COMPANY, INC.

OSAIC FS, INC.

GUARDIAN INVESTOR SERVICES LLC

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

CADARET, GRANT & CO., INC.

FOCUS SECURITIES, INC.

RELIASTAR FINANCIAL MARKETING CORP.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PSI CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2012

Series 63

Date: 10/21/1985

Series 6

Date: 7/1/1985

Current Firm

PSI CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PSI CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors