Dennis J. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis John Hughes, who also goes by Dennis J Hughes, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1992. Dennis had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - December 31, 2013
IBS SECURITIES, LLC
January 1, 2008 - December 31, 2008
IBS SECURITIES, LLC
January 22, 1999 - December 7, 1999
INVEST FINANCIAL CORPORATION
December 20, 1994 - April 17, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
February 17, 1992 - November 18, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 17, 1992 - November 18, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IBS SECURITIES, LLC
CRD#: 37921 / SEC#: , 8-47991
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AYRES, JOHN EDWARD | INVESTOR | 1954156 |
| CATUARA, ANGELO JOSEPH | INVESTOR | 1332951 |
| STONE, LINDA | INVESTOR | |
| ALLIANCE FINANCIAL LLC | INVESTOR | |
| CONNERS, RICHARD JR. | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL, SROP,CROP | 1744589 |
| INTEGRATED BROKERAGE SERVICE LLC | INVESTOR | |
| WENMOUTH, DENNIS | FINANCIAL & OPERATIONS PRINCIPAL | 1265319 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
