Eric H. Kolstad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Harvey Kolstad was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1985. Eric had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2016 - August 19, 2016
BALBOA WEALTH PARTNERS, INC.
June 18, 2015 - December 31, 2015
CHORIO ASSET MANAGEMENT, LLC
August 27, 2012 - March 17, 2015
FIRST ALLIED ADVISORY SERVICES, INC.
February 27, 2004 - March 16, 2015
FIRST ALLIED SECURITIES, INC.
September 17, 1997 - February 27, 2004
CAPSTONE INVESTMENTS
December 21, 1995 - August 26, 1997
A. G. EDWARDS & SONS, INC.
November 24, 1986 - December 19, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 1986 - December 2, 1986
PRUDENTIAL EQUITY GROUP, LLC
July 24, 1985 - December 23, 1985
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
BALBOA WEALTH PARTNERS, INC.
CRD#: 282329 / SEC#: 801-107029
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALBOA WEALTH PARTNERS, INC.
CRD#: 282329 / SEC#: 801-107029
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,068 |
| AUM (Assets Under Management) | $ 804,833,455 |
Red Flags
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