Susan L. Warner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Lynn Warner, who also goes by Susan Lynn Deaton, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1986. Susan had worked at 3 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 9, 1986 - September 27, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 9, 1986 - April 22, 2015
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN NATIONAL PENSION INSURANCE COMPANY
CRD#: 10293 / SEC#: , 8-26735
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
