Patrick W. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick William Flynn Jr, who also goes by Patrick William Flynn, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1986. Patrick had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2024 - December 31, 2024
MOLONEY SECURITIES CO., INC.
May 15, 2024 - December 31, 2024
MOLONEY SECURITIES ASSET MANAGEMENT LLC
November 5, 2020 - August 23, 2022
ADVISORS ASSET MANAGEMENT, INC.
November 5, 2020 - August 23, 2022
ADVISORS ASSET MANAGEMENT, INC.
February 5, 2019 - November 6, 2020
FISHER INVESTMENTS
October 6, 2017 - February 27, 2019
PATRICK CAPITAL MARKETS, LLC
January 1, 2002 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
February 15, 2001 - September 23, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 17, 1999 - January 31, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
March 24, 1999 - May 17, 1999
FUNDS DISTRIBUTOR, LLC
January 8, 1992 - October 7, 1998
ICON DISTRIBUTORS, INC.
May 12, 1986 - April 10, 1991
PSI SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOLONEY SECURITIES CO., INC.
CRD#: 38535 / SEC#: 801-64722, 8-48326
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | OWNER | |
| CORRIGAN, BRIAN PATRICK | INVESTOR/DIRECTOR | 4258969 |
| HANCOCK, DONALD RALPH | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | 828811 |
| HOLOWATUK, WILLIAM JAMES | DIRECTOR OF COMPLIANCE | 6107023 |
| HUME, SCOTT ALLEN | INVESTOR/DIRECTOR | 2894512 |
| MEDLEY, JOSEPH RONALD JR | INVESTOR/DIRECTOR | 2619119 |
| MOLONEY, EDWARD JOHN JR | PRESIDENT, OFFICER/DIRECTOR | 3188341 |
| ROSEMAN, JEFFREY PATRICK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP | 6296481 |
| STEEL, GEORGE DONALD | INVESTOR/DIRECTOR | 716992 |
| WIESER, RYAN MATHEW | VICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR | 4940639 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
