PM
Patricia B. Melcher
EIV CAPITAL
HOUSTON, TX 77002
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CRD#: 1383403
PM
Professional summary
Patricia Bryant Melcher, who also goes by Patricia Ann Bryant, Patti Bryant, Patricia B Melcher, is a registered financial advisor currently at EIV CAPITAL, LLC located in Houston, Texas.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Patricia has worked at 2 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patricia Ann Bryant | Patti Bryant | Patricia B Melcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HORNBECK OFFSHORE SERVICES, INC. - NOT INVESTMENT RELATED - 103 NORTHPARK BLVD., SUITE 300, COVINGTON, LA 70433 - NATURE OF BUSINESS: MARINE TRANSPORTATION - POSITION/TITLE: BOARD DIRECTOR - START DATE: OCTOBER 2002 - 10 HOURS PER MONTH DEVOTED TO THIS OTHER BUSINESS, ZERO HOURS DURING SECURITIES TRADING HOURS - DUTIES: ATTEND QUARTERLY DIRECTOR MEETINGS, READ DIRECTOR INFO AND ENERGY INDUSTRY INFO.
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Bryant Melcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2015 - Present
EIV CAPITAL, LLC
Office #1: 811 Louisiana Street Suite 2540, Houston, TX 77002RIA
CRD#: 169111
HOUSTON, TX
Past
June 2, 1989 - December 7, 1993
SIMMONS & COMPANY INTERNATIONAL
BD
CRD#: 23974
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EIV CAPITAL, LLC
EIV CAPITAL, LLC
CRD#: 169111 / SEC#: 801-100496
RIA
Registered Investment Advisory firm - (7/10/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 3/22/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
EC
EIV CAPITAL, LLC
EIV CAPITAL, LLC
CRD#: 169111 / SEC#: 801-100496
RIA
Registered Investment Advisory firm - (7/10/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 Louisiana Street Suite 4010, Houston, TX 77002
Mailing Address
Phone number
(713) 353-2755
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 2,176,210,864 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/30/2015 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EIV CAPITAL, LLC
CRD#: 169111Houston, TX 77002TRUST BUT VERIFY
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