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KR

Kathryn Reinhardt

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CRD#: 1383294
KR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathryn Reinhardt, who also goes by Kathryn Anne Licursi, Kathryn Licursi, Kathryn Licursireinhardt, Kathryn Anne Reinhardt, was a registered financial professional .

Kathryn is a previously registered financial professional and started their career in finance in 1985. Kathryn had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 24, Series 53 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kathryn Anne Licursi | Kathryn Licursi | Kathryn Licursireinhardt | Kathryn Anne Reinhardt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 15, 1996 - May 12, 2004

LIGHTSPEED TRADING, LLC

BD
CRD#: 35519
NEW YORK, NY
Past

February 1, 1994 - May 12, 2004

SCHON-EX LLC

BD
CRD#: 32211
JERICHO, NY
Past

March 15, 1989 - November 4, 2009

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

July 23, 1985 - December 21, 1988

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/26/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 11/28/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2000
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


LT
LIGHTSPEED TRADING, LLC
LIGHTSPEED TRADING, LLC | SUBERT SECURITIES, LLC | SUBERT SECURITIES, INC. | SCHONFELD & COMPANY, LLC

CRD#: 35519 / SEC#: , 8-46795

BD
Terminated by SEC on 07/14/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 08/25/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PROFESSIONAL TRADING SOLUTIONS, INC.DIRECT OWNER
GIBB, THOMAS ANTHONYCO-PRESIDENT4750905
LYONS, JASON ROBERTFINOP2921790
NAIB, FARID AHMEDCEO6285310
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070

Disclosures


Regulatory Event19
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIGHTSPEED TRADING, LLC

CRD#: 35519

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