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KR

Kathryn Reinhardt

CRD# 1383294·Registered 1985 - 2004
Previously Registered: Being a previously registered professional could mean that Kathryn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kathryn Reinhardt, who also goes by Kathryn Anne Licursi, Kathryn Licursi, Kathryn Licursireinhardt, Kathryn Anne Reinhardt, was a registered financial advisor. Kathryn was a previously registered financial professional and started their career in finance 1985 - 2004. Kathryn had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 24, Series 53 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kathryn Anne Licursi, Kathryn Licursi, Kathryn Licursireinhardt, Kathryn Anne Reinhardt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

LIGHTSPEED TRADING, LLC·CRD# 35519
BD
New York, NY
July 15, 1996 - May 12, 2004
SCHON-EX LLC·CRD# 32211
BD
Jericho, NY
February 1, 1994 - May 12, 2004
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
March 15, 1989 - November 4, 2009
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
July 23, 1985 - December 21, 1988

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Current Firm

LT
LIGHTSPEED TRADING, LLC

LIGHTSPEED TRADING, LLC | SUBERT SECURITIES, LLC | SUBERT SECURITIES, INC. | SCHONFELD & COMPANY, LLC

CRD#: 35519 / SEC#: 8-46795
BD
Terminated by SEC on 07/14/2018

Contact Information

Established

New York since 08/25/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PROFESSIONAL TRADING SOLUTIONS, INC.DIRECT OWNER—
GIBB, THOMAS ANTHONYCO-PRESIDENT4750905
LYONS, JASON ROBERTFINOP2921790
NAIB, FARID AHMEDCEO6285310
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070

Disclosures

Regulatory Event

19

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2000

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2000About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1989About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1989About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KR
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