Bradley C. Ladden

CROSS POINT CAPITAL LLC

Atlanta, GA

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CRD#: 1383210

Professional summary

Bradley Clifford Ladden, who also goes by Bradley C Ladden, is a registered financial professional currently at CROSS POINT CAPITAL LLC located in Atlanta, Georgia.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 1998. Bradley has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bradley C Ladden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley Clifford Ladden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2024 - Present

CROSS POINT CAPITAL LLC

CRD#: 136223

Atlanta, GA

Past

June 7, 2022 - September 17, 2024

STONEX FINANCIAL INC.

CRD#: 45993

ALPHARETTA, GA

Past

September 20, 2002 - June 3, 2022

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

Past

December 1, 2000 - August 1, 2002

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 20, 1998 - December 1, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/18/2024)

Colorado
(9/18/2024)

Connecticut
(9/18/2024)

Florida
(9/18/2024)

Georgia
(9/18/2024)

Illinois
(9/18/2024)

Iowa
(9/18/2024)

Kansas
(9/18/2024)

Maryland
(9/18/2024)

Massachusetts
(9/18/2024)

Minnesota
(9/18/2024)

Montana
(9/18/2024)

New Jersey
(9/18/2024)

New York
(9/18/2024)

North Carolina
(9/18/2024)

Texas
(9/18/2024)

Virginia
(9/18/2024)

Exams

State Security Law Exam

Series 63

Date: 1/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CROSS POINT CAPITAL LLC

CROSS POINT CAPITAL LLC | STRUCTURED AND ALTERNATIVE SECURITIES LLC

CRD#: 136223 / SEC#: , 8-66989

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

809 Broadway Fl 8, New York, NY 10003

Mailing Address

809 Broadway Fl 8, New York, NY 10003

Phone number

(917) 442-9202

Established

Delaware since 05/11/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BALACHANDER, KRISHNA KARTHIK	CO-PRESIDENT, CO-CCO - TRADING	5679490
ISLAMOV, ILIAS ABDOUSALAMOVITCH	CEO, CO-PRESIDENT, CO-CCO, MEMBER	4963410
NIXON, JON ALAN	PRINCIPAL FINANCIAL OFFICER/PER DIEM FINOP	4710715

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley C. Ladden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley Clifford Ladden's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX FINANCIAL INC.

CITIGROUP GLOBAL MARKETS INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1998

Series 10

Date: 1/2/2023

Series 24

Date: 6/5/2007

FINRA

Current Firm

CROSS POINT CAPITAL LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CROSS POINT CAPITAL LLC

TRUST BUT VERIFY

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