Zalman P. Jurberg
Professional summary
Zalman Paul Jurberg was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Zalman is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Zalman had worked at 4 firms, which includes GRUNTAL & CO. L.L.C., H.J. MEYERS & CO. INC., NYLIFE SECURITIES LLC, NEW ENGLAND SECURITIES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 1996 - January 6, 1998
GRUNTAL & CO., L.L.C.
March 17, 1995 - October 10, 1996
H.J. MEYERS & CO., INC.
October 7, 1992 - June 10, 1993
NYLIFE SECURITIES LLC
August 9, 1985 - December 12, 1990
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRUNTAL & CO., L.L.C.
CRD#: 372 / SEC#: , 8-31022
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUNTAL FINANCIAL, L.L.C. | INTEREST HOLDER | |
| BRADLEY, RALPH HAMILTON JR | DIRECTOR, EXECUTIVE VICE PRESIDENT | 2802958 |
| COHEN, DONALD N | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | |
| JOHNSON, ROSEMARY | DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 1515631 |
| RITTEREISER, ROBERT PETER | DIRECTOR, CHAIRMAN, CEO | 400305 |
Disclosures
| Regulatory Event | 34 |
| Arbitration | 81 |
| Bond | 2 |
Red Flags
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