Joseph M. Blumenthal
Professional summary
Joseph Marc Blumenthal was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Joseph had worked at 8 firms, which includes PRESTON LANGLEY ASSET MANAGEMENT INC., RUSSO SECURITIES INC., FIRST CAMBRIDGE SECURITIES CORPORATION, GILFORD SECURITIES INCORPORATED, LEHMAN BROTHERS INC., PRUDENTIAL EQUITY GROUP LLC, R.H.DAMON & CO. INC., EQUITABLE SECURITIES OF NEW YORKINC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1995 - April 3, 1996
PRESTON LANGLEY ASSET MANAGEMENT, INC.
August 5, 1994 - October 20, 1995
RUSSO SECURITIES INC.
May 5, 1994 - July 9, 1994
FIRST CAMBRIDGE SECURITIES CORPORATION
July 28, 1993 - May 6, 1994
GILFORD SECURITIES INCORPORATED
July 10, 1992 - July 29, 1993
LEHMAN BROTHERS INC.
March 11, 1991 - July 2, 1992
PRUDENTIAL EQUITY GROUP, LLC
January 18, 1989 - February 27, 1991
R.H.DAMON & CO., INC.
July 23, 1985 - December 21, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRESTON LANGLEY ASSET MANAGEMENT, INC.
CRD#: 35733 / SEC#: , 8-47013
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 16 |
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