CL
Curtis T. Ladd
DIVERSIFY ADVISORY SERVICES
Dallas, TX 75248
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CRD#: 1383014
CL
Professional summary
Curtis Tibbs Ladd, CFP®, who also goes by Curt Tibbs Ladd, is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in Dallas, Texas and DFPG INVESTMENTS, LLC located in Dallas, Texas.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Curtis has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Curt Tibbs Ladd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. First Financial Center of Dallas; Non-Investment Related; 17110 Dallas Parkway Suite 280 Dallas TX 75248; Insurance; Owner; 08/1982; 20% during business hours; Insurance Sales, sells life, disability, long term and health insurance
2. First Financial Center of Dallas; Non-Investment Related; Dallas, TX; DBA and Passthrough entity; President; 11/1983; 5% during business hours; Corporation that is used for passthrough of commissions for securities, and insurance fees and commissions and for DBA marketing purposes, no formal services other than required filings. Payroll for employees. Bill paying. Health insurance for company
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Tibbs Ladd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 19, 2023 - Present
DIVERSIFY ADVISORY SERVICES, LLC
Office #1: 17110 Dallas Parkway Suite 280, Dallas, TX 75248RIA
CRD#: 326060
Dallas, TX
Current
August 1, 2016 - Present
DFPG INVESTMENTS, LLC
Office #1: 16800 Dallas Parkway Suite 105, Dallas, TX 75248BD
CRD#: 155576
Dallas, TX
Past
August 1, 2016 - December 31, 2023
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
Dallas, TX
Past
December 9, 2008 - August 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
DALLAS, TX
Past
December 9, 2008 - August 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
DALLAS, TX
Past
June 9, 1986 - April 13, 1989
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 4, 1986 - December 10, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
DALLAS, TX
Past
February 19, 1986 - December 10, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/31/2025)
RR
Colorado(8/1/2016)
RR
Florida(8/1/2016)
RR
Iowa(4/10/2024)
RR
Louisiana(8/1/2016)
IAR
Louisiana(2/11/2025)
RR
New Mexico(5/21/2024)
RR
North Carolina(11/25/2024)
RR
Oregon(11/14/2019)
RR
Tennessee(8/1/2016)
RR
Texas(8/1/2016)
IAR
Texas(12/19/2023)
RR
Washington(7/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
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Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIVERSIFY ADVISORY SERVICES, LLC
CRD#: 326060Dallas, TX 75248TRUST BUT VERIFY
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