John R. Gourlay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Gourlay, who also goes by Robert John Gourlay, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 9 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1998 - July 27, 2015
ANTHEM SECURITIES, INC.
March 4, 1996 - December 12, 2005
BRYAN FUNDING, INC.
June 11, 1992 - December 15, 1995
BUTTONWOOD SECURITIES, INC.
November 16, 1989 - May 11, 1990
CUSTOM LIVING PROPERTIES, INC.
August 23, 1989 - January 7, 1991
NEW SOUTH SECURITIES, INC.
June 6, 1988 - November 2, 1989
SOUTHMARK/ENVICON SECURITIES CORP.
August 29, 1986 - July 6, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
July 31, 1986 - July 15, 1988
GLOBAL CAPITAL INVESTORS CORPORATION
July 5, 1985 - July 23, 1985
TRIAD AMERICAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANTHEM SECURITIES, INC.
CRD#: 42420 / SEC#: , 8-49851
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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